Scott-Rodino Antitrust Improvements Act (“the Act” or “HSR”) to change the definition of “person” and create a new exemption. Facebook; Twitter; Linked-In; For Your Information. The Form must be a searchable PDF document. By Allison A. Davis. %PDF-1.6 %���� Visit the FTC website to read this NPRM and the news release describing it. ... FTC Rule 4.9(c), and the General Counsel grants that request. �����.0t4@GCF�A, XM����x[H��F���q�`O�ӿ�3v?������e��L�`7+20>9 R���� ��_�����}�����(��f`��� Among other changes, the Form now requests a voluntary list of foreign antitrust authorities that will be notified of the transaction. Premerger notification involves completing an HSR Form, also called a “Notification and Report Form for Certain Mergers and Acquisitions,” with information about each company’s business. The new HSR Form and HSR Rules are effective September 25, 2019. (“FTC”) and the Antitrust Division of the Department of Justice (“DOJ”) and must observe a waiting period before consummating the transaction to allow the agencies to review the deal’s potential competitive implications. Under the HSR Act, parties to a merger or acquisition of a certain size must each file a premerger notification form (HSR Form), and wait 30 days prior to closing the transaction so that … The parties may not close their deal until the waiting period outlined in the HSR Act has passed, or the government has … On August 13, 2010, the Federal Trade Commission (FTC) issued a notice of proposed rulemaking that would make literally dozens of changes in the specific requirements for completion of a Notification and Report Form (the Form) for premerger notification of mergers and acquisitions under the Hart-Scott-Rodino (HSR) Act (15 U.S.C. The parties to certain proposed transactions must submit premerger notification to the FTC and DOJ. These updates will make the process of submitting HSR filings easier, and more efficient. 0 The official website of the Federal Trade Commission, protecting America’s consumers for over 100 years. The Federal Trade Commission (FTC) recently published proposed amendments to the Hart-Scott-Rodino (HSR) rules, form, and instructions. The Federal Trade Commission (FTC), with the concurrence of the Antitrust Division of the US Department of Justice, has approved amendments to the Hart-Scott-Rodino Rules and to the instructions for filling out the Antitrust Act Notification and Report Form (known also as the HSR Form). When the COVID-19 pandemic hit, the agency swiftly responded with hundreds of warning letters; unprecedented outreach to consumers and businesses; and numerous enforcement actions targeting … • The FTC modified the HSR Notification and Report Form for use beginning February 1. Introductory Guide I (PDF) 2. The FTC amended the HSR Rules and the HSR Form’s filing instructions to incorporate the new 10-digit North American Product … Withdraw/Refile Procedure Tip Sheet (PDF) 6. Instructions to FTC Form . Share This Page. � �+D@ 1.0.2). This includes the affidavit and certification. Index of all HSR Enforcement Actions (PDF) 9. On August 26, 2016, the FTC, with the concurrence of the Antitrust Division of the Department of Justice, took steps to make the process of completing and submitting Hart-Scott-Rodino premerger New and improved HSR Form Instructions – plus filing by DVD | Federal Trade Commission ��@ʀ�����Q h�bbd``b`���S8�`��Z@��H�+�.�"L��,��R)V��@b�/#K&�F����0 �� ? The FTC and DOJ have announced final changes to the HSR filing rules. Label each DVD with the name of the person filing, the name of a Introductory Guide II (PDF) 3. PNO Statement on Escrows (PDF) 8. Consequently, use of Internet Explorer is advised to download the form. U.S. FTC and DOJ Announce Significant Changes to HSR Filing Form Requirements and Instructions July 27, 2011 On July 7, 2011, the Federal Trade Commission (FTC) and U.S. Department of Justice, Antitrust Division (DOJ) announced final revisions to the Premerger Notification Rules, the Premerger Notification and Report Form (the "Form" or "Notification Form"), and associated Instructions. July 19, 2011. 1. Please read this Tip Sheet (v. 1.0.7) for filling out the dynamic Adobe HSR Form. The Federal Trade Commission (FTC) and the Antitrust Division of the U.S. Department of Justice (DOJ) have changed the form and instructions under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (HSR Act). If you have any problems with the functionality of the Form and would like assistance, please e-mail Robert Jones with the specific details. FTC and DOJ Approve Procedural Changes to HSR Form Instructions June 25, 2018. The HSR Form is used to report a proposed merger, acquisition, or similar transaction under the Hart-Scott-Rodino Antitrust Improvements Act. The Instructions for Item 3(b) of the HSR Form clearly specify that filing parties must: “Furnish copies of all documents that constitute the agreement(s) among the acquiring person(s) and the person(s) whose assets, voting securities or non-corporate interests are to be acquired,” [emphasis added]. endstream endobj 1243 0 obj <. HSR FAQs 4. THE FTC IMPLEMENTS AMENDMENTS TO THE HART-SCOTT-RODINO FORM AND RULES THAT WILL AFFECT REPORTING OBLIGATIONS FOR ALL FILERS AND INVESTMENT FUNDS IN PARTICULAR The Federal Trade Commission (the “FTC”) has announced significant changes to the Hart-Scott-Rodino Form, the HSR rules, and the instructions applicable to the Form. The FTC amended the HSR Rules and the HSR Form’s filing instructions to incorporate the new 10-digit North American Product Classification System, or NAPCS, codes introduced by … August 19, 2010. 2008 HSR Workshop Materials 7. ministerial changes to the Rules, as well as necessary amendments to the HSR Form and Instructions to effect the proposed changes. Alternatively, you can right click on the PDF link and select “Save link as” to download the PDF directly to your computer before opening it with Adobe. Under the Hart-Scott-Rodino ("HSR") Act, codified as Section 7A of the Clayton Act, 15 U.S.C. h�b```�U,ry����ea�8(� ((0�D�N��]Sp��Ϭ*lyB�c�n�2������A��B�� The proposed amendments in the NPRM also change the definition of “person,” and make explanatory and ministerial changes to the HSR Rules as well as the HSR Form and Instructions to effect the proposed amendments. 1258 0 obj <>/Filter/FlateDecode/ID[<179C82CEE3D2454FB46CD5705D682B03><27451C015349CC498D78C42C543B319F>]/Index[1242 40]/Info 1241 0 R/Length 84/Prev 145544/Root 1243 0 R/Size 1282/Type/XRef/W[1 2 1]>>stream The Federal Trade Commission (FTC) has approved final amendments to the Hart-Scott-Rodino (HSR) Premerger Notification Rules that allow HSR filings to be submitted on DVD and streamline the instructions to the Premerger Notification Form. These documents are presented in Adobe Acrobat format. The Commission also proposes explanatory and ministerial changes to the Rules, as well as necessary amendments to the HSR Form and Instructions to effect the proposed changes. FTC and DOJ Issue New HSR Rules and Form. On July 7, 2011, the Federal Trade Commission (FTC) and U.S. Department of Justice issued revised Hart-Scott-Rodino (HSR) premerger notification rules and changed the form companies must file when seeking antitrust clearance of proposed mergers and acquisitions. 1281 0 obj <>stream Corporate & Securities Alert. DATES: 2018 Summer Brown Bag Summary (PDF) 11. %%EOF HSR Form: Item 4(c) and 4(d) Documentsby Practical Law Antitrust Related Content Maintained • USA (National/Federal)A Practice Note discussing ways to counsel clients on the creation of 4(c) and 4(d) documents submitted to the FTC and DOJ for their review during the Hart-Scott-Rodino (HSR) merger review process. 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